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Guidelines for Promotion of Full-time, Ranked, Non-regular (Non-Tenure Track) Academic Positions


Professional Track Academic Faculty Titles

This document addresses the appointment and promotion of individuals in non-tenure track academic positions in the College of Agriculture, Food, and Natural Resources.

These positions typically entail emphasis in one of three areas: Teaching, Extension, or Research. Specifically, this document applies to individuals whose titles include a designation of the position focus (i.e., Teaching, Extension, or Research), including Assistant Teaching Professor, Associate Teaching Professor, or Teaching Professor; Assistant Extension Professor, Associate Extension Professor, or Extension Professor; Assistant Research Professor, Associate Research Professor, or Research Professor.

Selection and promotion regarding other Professional Track positions (e.g., Instructor, Research Associate, Specialist) are not considered on a college-wide basis. In summary, this document is intended to apply only to individuals seeking Professional Track appointments at the rank of Assistant Professor, Associate Professor, or Professor, and the promotion of individuals from a Professional Track Assistant Professor level to Professional Track Associate Professor, or from a Professional Track Associate Professor level to Professional Track Professor.

The initial appointment to a Professional Track academic appointment is very important to both the candidate and the division or department. Specific job responsibilities and appropriate expectations should be explicitly stated in a written job description developed by the candidate's direct supervisor in conjunction with appropriate division or department committees. The Professional Track appointee is a faculty member of a division or department and must fulfill its mission. Therefore it is recommended that the candidate's home department or division review all Professional Track academic appointments. Candidates for these positions should also be familiar with the guidelines and criteria associated with Professional Track academic appointments outlined in this document; these guidelines and criteria are critical both to the initial appointment and to promotion applications.

Part I: Professional Track Faculty Academic Positions

Major Attributes: Professional Track Assistant Professor

The candidate for a Professional Track academic position at the rank of assistant professor should hold an earned doctoral degree or have equivalent professional experience. The candidate should be self-motivated and demonstrate the potential for leadership and creative abilities. Evidence of the candidate's abilities is to be demonstrated in the candidate's resume, portfolio/dossier, reference letters, and/or interviews. The candidate must show potential for excellence in the area (Teaching, Extensions, or Research) designated by the position title, as well as in Service and Professional dimensions related to the candidate's discipline and position.

Teaching (for Assistant Teaching Professor only)

Extension (for Assistant Extension Professor only)

Research (for Assistant Research Professor only)

Professional (for all Professional Track assistant professor appointments)

Service (for all Professional Track assistant professor appointments)

Major Attributes: Professional Track Associate Professor

The candidate for a Professional Track academic position at the rank of associate professor should hold an earned doctoral degree or have demonstrated equivalent professional competence. The candidate should be self-motivated and should have demonstrated leadership and creative abilities. Evidence of these characteristics is to be demonstrated in the candidate's resume, portfolio/dossier, and/or reference letters. The candidate must show evidence of developing excellence in the area (Teaching, Extensions, or Research) designated by the position title, as well as in Service and Professional dimensions related to the candidate's discipline and position.

Teaching (for Associate Teaching Professor only)

Extension (for Associate Extension Professor only)

Research (for Associate Research Professor only)

Professional (for all Professional Track associate professor appointments)

Service (for all Professional Track associate professor appointments)

Major Attributes: Professional Track Professor

The candidate for a Professional Track academic appointment at the rank of professor should hold an earned doctoral degree or have demonstrated equivalent professional competence. The candidate should be self- motivated and have a sustained record of leadership and creative abilities. Evidence of these characteristics is to be demonstrated in the candidate's resume, portfolio/dossier, and/or reference letters. The candidate must show sustained excellence in the area (Teaching, Extensions, or Research) designated by the position title, as well as in Service and Professional dimensions related to the candidate's discipline and position.

Teaching (for Teaching Professor only)

Extension (for Extension Professor only)

Research (for Research Professors only)

Professional (for all Professional Track professor appointments)

Service (all appointments)

Part II - Promotion of Professional Track Faculty

Part II is a discussion and listing of the areas of consideration in promotion of Professional Track academic appointments to levels of associate professor and professor.

The decision to apply for promotion by Professional Track faculty members is an elective one. There are no established or rigid timetables for promotion of Professional Track academic appointments because applications for promotion depend upon individual accomplishments, situations, and desires to seek promotion.

There are no minimum or maximum limits on the number of times that an appointee may enter into the promotion review process. It is expected, however, that only candidates with at least reasonable chances for promotion and the approval of their department or division will ask for review. In many cases, the pre-promotion review (see Part III) will be a significant indicator of an applicant's progress toward promotion.

A recommendation to accept or deny the promotion application of a Professional Track academic appointment carries no automatic rewards (apart from change in title) or penalties from the college.

Promotion: General Considerations

The Professional Track academic appointee should anticipate and prepare for advancement to the levels of Professional Track associate professor and professor at the University of Missouri. To this end, the CAFNR's faculty and administration expect appointees to compile evidence of their activities, productivity, creativity and professional development. The review for promotion is one of the mechanisms for demonstrating these achievements.

It is critical that Professional Track faculty provide comprehensive documentation of their position, including letter of appointment identifying home department or division and initial position description, communications detailing changes in position responsibilities, and any other statements regarding expected performance. The duty assignments for each appointee are agreed to by the division leader and the hiree at the time of hiring, documented in writing, and reviewed annually. Redefinitions of these assignments should normally be documented in the annual evaluations by the division leader. Most CAFNR positions have an assigned concentration in teaching, extension, or research.

Evaluation of the candidate's application for promotion is normally focused on one of three areas of appointment--teaching, extension, or research--as well as related service and professional activities. In cases where Professional Track candidates have an official split appointment, evaluation should be apportioned to areas as relevant to the candidate's appointment. A faculty member to be considered for promotion in a Professional Track academic position should have demonstrated professional excellence in the specific area(s) of assigned responsibility. Accomplishments in service and professional activities related to one's position and job description, while insufficient in themselves for promotion, are necessary adjuncts to the work of Professional Track academic appointments.

In promotion considerations, the total contribution of the faculty member to the mission of the college over a sustained period of time is to be taken into consideration.

Professional development in the form of a renewal experience is recommended prior to promotion to the level of full professor in a Professional Track position. Appropriate international experience is recommended as a possible component of that renewal process.

The development of specific criteria and guidelines by which to determine standards of excellence for promotion purposes is the responsibility of the faculty of the department/division that includes the faculty member's discipline or area of expertise. Excellence in evaluation areas should be consistent with the established academic standards for each discipline.

Promotions to each rank shall be guided by the criteria/attributes of specific faculty ranks as detailed in Part I. The following concerns are highlighted as areas to which departments should give special attention as they review, revise and develop their specific criteria of excellence for Professional Track academic faculty promotion considerations.

Teaching Appointments

An effective teacher communicates, stimulates and innovates. An effective and productive teacher actively seeks to improve teaching methodology, develop new courses where appropriate, adopt appropriate new media, and demonstrate a sustained effort toward the improvement of teaching. Such a teacher over time will have a record of keeping up with relevant and current instructional techniques and subject matter developments. The mature practitioner usually will have published workbooks, guides and/or textbooks, and/or produced educationally-based media materials such as films, video presentations, and/or computer programs. Teachers are also expected to demonstrate a successful record of advising of undergraduate, graduate, and/or postdoctoral students relevant to the teacher's areas of interest, appointment, and academic standing.

Extension Appointments

An effective Extension outreach faculty member is an educator who develops successful outreach programs for instruction and delivery of knowledge to Missouri residents. An effective educator actively demonstrates creative development and use of media delivery systems to present programs that reflect the latest research information and technology. Extension educators normally work both on individual programs and as a contributor to team efforts and should develop continuity in program development relevant to their subject matter and areas of interest. Effective Extension educators actively seek to improve instructional techniques, develop new programs or activities, adopt appropriate new media, and demonstrate a sustained effort toward instruction improvement. Extension appointees are also expected to demonstrate a successful record of advisement to clientele groups and constituencies relevant to the educator's areas of interest and appointment.

Research Appointments

Professional Track research faculty members are expected to undertake creative efforts leading to the advancement of the profession through scholarly research, publications, and other activities. The quality and quantity of creative work, as well as its contributions to society and the professional community, are at issue. The body of work should demonstrate a sustained, high quality, scholarly effort. The mature practitioner should have a sustained record of securing extramural funding or the resources to support an independent research program.

Service and Professional Activity

A faculty member should have a record of sustained, effective service including department, division, college, university, state and/or national committees. Candidates should be active participants in professional organizations and/or service organizations. Candidates should participate in efforts to inform the public of the contributions being made by CAFNR. Service contributions also include activities in areas outside of the candidate's position emphasis (e.g. teaching by candidates in research positions or research by candidates in extension positions). While not required of applicants, such additional contributions constitute a service to the college and should be clearly documented by the candidate.

Part III - Promotion Process for Professional Track Faculty

Part III details the promotion process of Professional Track academic appointees in the College of Agriculture, Food, and Natural Resources. The primary administrative contact within the College for promotion matters is the Dean.

The procedure for promotion begins with the assignment of responsibility at the time of the initial appointment. Faculty members should begin building a portfolio and/or dossier from the start of employment. As discussed in Part II, it is critical that candidates maintain a record of all official letters, annual reviews, and other documents relevant to their position and responsibilities.

Pre-Promotion Review

A pre-promotion review is available to all Professional Track faculty seeking promotion to either Associate Professor or Professor status. This review is recommended, though not required, for Professional Track appointees seeking promotion to the level of Associate Professor or for candidates for the position of Professor. It is an especially useful mechanism for candidates seeking promotion from the Assistant to Associate level. There is no required timing for the pre-promotion review; it is suggested that such reviews are most useful one-three years prior to the intended year of promotion application.

The review is intended to serve as an indicator of a candidate's progress toward promotion and to identify potential areas for additional attention on the part of the applicant. A successful pre-promotion review does not guarantee approval in a formal promotion review. An applicant's portfolio or dossier for pre-promotion review will be prepared using the same guidelines as those for promotion, except that no special outside evaluations or reviews should be initiated solely for the purpose of a pre-promotion review.

The pre-promotion review process consists of:

For research appointments only, Division leader/departmental promotion and tenure committee requests supporting letters from peer reviewers. (Peer/outside evaluations for teaching and Extension appointments should start at any earlier date; see discussion of "Peer and External Reviews" below.)

The portfolio/dossier should be completed by November 1.

November 1 Departmental/division review. The departmental promotion and tenure committee will evaluate the portfolio/dossier, vote on the candidate's worthiness and prepare a recommendation in writing to become part of the promotion file.

The division leader will prepare a letter summarizing items required by the guidelines and a recommendation concerning promotion. The letter will become part of the promotion file. The division leader will inform the candidate of the recommendation in writing.

January 15 The complete dossier/portfolio and recommendations from the department/division committee and the division leader are due in the Dean's office.

College Promotion and Tenure review. The CPTC receives their charge from the Dean and the files of Professional Track faculty promotion candidates.

The CPTC begins reviewing the portfolios/dossiers. If questions arise, the committee may request the testimony of the division leader. Such testimony may be given with or without the candidate being present; however, the candidate does have the option to be present.

The college committee makes its promotion recommendations in writing to the Dean by March 31 and informs the division leader and candidate of its recommendations.

April 1 Review by the Dean of CAFNR and the Provost. The Dean reviews the promotion files and makes a recommendation in writing to the Provost. The Dean's recommendation is communicated in a letter to the candidate and division director. The review process for promotion of Professional Track faculty appointments ends with the Provost's review.

September 1 New appointments become effective.

Candidates shall be kept informed of the status of their candidacy during each step of the promotion process. In cases of a negative recommendation, the candidate has the right to a hearing before the body/authority that made the negative judgment. In cases of a continued negative judgment, the candidate has the right to appeal to the next higher authority or body in the promotion process.

Peer and External Reviews

Peer and external evaluations of the candidate's performance are essential components of the promotion process and a critical part of the dossier/portfolio.

Teaching Appointments

It is imperative to document teaching performance and to provide evaluations (self, student, and peer) of teaching effectiveness. Procedures used to evaluate the impact of learning are also encouraged, including results from surveys which measure the impact and hence the outcome of the teaching efforts of the candidate. Other evidence might include awards, exceptional recognition from students, and evidence of students' success.

For promotion considerations, the portfolios of applicants for the title of Associate Teaching Professor must include formal peer evaluations conducted by qualified individuals from the candidate's home department or division. Applicants for the title of Teaching Professor must include peer evaluations by qualified individuals external to the candidate's department or division. Because effective peer evaluations require a long period of time for planning, implementation, and completion, it is suggested that the candidate's department/division initiate this process one year before the planned date for submitting the promotion application.

Peer evaluation processes should be developed by the candidate's department or division. Suggested guidelines are available from the MU Program for Excellence in Teaching. Peer evaluations should, as a minimum, include visits to the candidate's classroom or place of instruction and assessment of teaching strategies, materials, and performance. It is often very useful to have visits by at least two faculty observers for each of several courses or presentations. Surveys or interviews with students and alumni of the candidate's classes can also be included as part of the candidate's evaluation.

The goal of peer evaluations is to obtain qualified and comprehensive evaluations of the candidate's teaching. Peer evaluations should represent an independent and objective assessment of the candidate's accomplishments relative to teaching promotion criteria. Evaluations should be solicited from individuals who can assess the candidate's completed and active courses, materials, strategies, and related activities in an impartial, informed, and objective way. Evaluators should not represent any "conflict of interest" (e.g., former advisor, close friend) with the candidate. Please be careful that letters soliciting external evaluation be impartial in their requests and ask for an in-depth analysis of the candidate's performance. The qualifications of the teaching evaluators should be provided in the portfolio so that committees considering the candidate will have a basis from which to judge statements made in the evaluation.

Extension Appointments

It is important to document extension activities and to provide evaluations (self, clientele, and peer) of effectiveness. Procedures used to evaluate the impact of learning are encouraged, including results from surveys which measure the impact, and hence the outcome, of the extension efforts of the candidate. Other evidence might include awards, exceptional recognition from clientele, evidence of clientele success, or documentation of changes in behavior resulting from educational efforts of the candidate.

For promotion considerations, the portfolios of applicants for the title of Associate Extension Professor must include formal peer evaluations conducted by qualified Extension faculty or specialists working in Missouri. These individuals may be employed on or off campus. Applicants for the title of Professor must include peer evaluations by qualified individuals from outside the University of Missouri System. Ideally, the reviewer(s) for Extension Professor positions should be nationally recognized for efforts in extension education. Because effective evaluations require a long period of time for planning, implementation, and completion, it is suggested that the candidate's department/division initiate this process one year before the planned date for submitting the promotion application.

The process of peer review of the Extension candidate for promotion should be developed by the candidate's department or division. At a minimum, the evaluation should address the issues of technical quality of extension education material(s) produced by the candidate as well as strategies for delivery of those materials. While many of the same procedures used to document effective teaching performance may be applicable as well to the successful extension educator, the objective of most extension programming will ultimately be a change in behavior by some clientele group. Therefore, evaluations should include assessment of the adequacy of such material to realistically result in behavior change and/or improvement of the intended clientele. When the candidate has served as a member of a team extension effort, it is also helpful for the evaluation to address the significance of the candidate's contributions to that team's accomplishments.

The goal of peer evaluations is to obtain qualified and comprehensive evaluations of the candidate's extension work. Peer evaluations should represent an independent and objective assessment of the candidate's accomplishments relative to Extension promotion criteria. Evaluations should be solicited from individuals that can assess the candidate's completed and active Extension activities, materials, and products in an impartial, informed, and objective way. Evaluators should not represent any "conflict of interest" (e.g., former advisor, close friend) with the candidate. Please be careful that letters soliciting external evaluation be impartial in their requests and ask for an in-depth analysis of the candidate's performance. The qualifications of the evaluators must be provided in the dossiers so that committees considering the candidate will have a basis from which to judge statements made in the evaluations.

Research Appointments

External letters of evaluation of a candidate's research are critical components of the dossier for applicants for promotion to either Associate Research Professor or Research Professor. By September 1 (and preferably earlier) of the academic year in which a candidate will submit a promotion application, the division leader should begin to solicit external evaluations on behalf of the candidate. External reviewers are chosen in consultation with the candidate and, often, the department or division's promotion and tenure committee.

The goal of external evaluations is to obtain qualified and comprehensive evaluations of the candidate's research programs and productivity. Letters should be solicited from referees that can comment in an impartial and objective way on the nominee's completed and current research, scholarly performance, and professional stature. Each external letter should represent an independent and objective assessment of the candidate's accomplishments relative to promotion criteria. External referees should preferably be at Carnegie Research I institutions, peer land grant institutions, government agencies, or research organizations of national or international stature. These referees should be nationally recognized for their work. They should not represent any "conflict of interest" (e.g., former advisor, close friend) with the candidate and, in most cases, they should hold the rank of Professor (or its equivalent). Please be careful that letters soliciting outside evaluation be impartial in their requests and ask for an in-depth analysis of the candidate's performance and stature. The qualifications of the referees must be provided in the dossiers. This is necessary so that committees considering the candidate will have a basis from which to judge statements made by designated referees on behalf of the candidate.

All Appointments

High value is placed on reliable and objective assessments of the quality of the candidate's performance in his/her assigned area(s). In undertaking peer and external evaluations, please keep in mind the following:

Promotion and Tenure Workshop

Each year, the Dean's Office of the College of Agriculture, Food and Natural Resources holds a general information session on the promotion process open to all regular and Professional Track faculty and their division leaders. The purposes of this work session are to communicate details of the promotion process to candidates and to answer any questions.

At the workshop, faculty who have served on the college-wide promotion and tenure committee or have other forms of experience with promotion/tenure review are invited to share their experience with the process. The Dean also attends this session to provide perspective and advice in the promotion process.

Part IV - The Promotion Portfolio/Dossier of Professional Track Faculty

Portfolio/Dossier Documentation

Clarity in the presentation of the portfolio/dossier is critical to the successful completion of the promotion process because the written documentation represents the candidate in the review process at the departmental, division, and college levels.

The format for promotion portfolios/dossiers has evolved through the years. The uniqueness of each candidate is important and, therefore, each candidate's portfolio/dossier will differ. The portfolio/dossier should comprehensively review the candidate's activities and accomplishments. It should contain evaluations of an individual's performance in the appropriate area of emphasis as well as professional and service activities relevant to the individual's assignment.

There are important features that candidates should represent in their portfolio or dossier. The discussion below is intended to help guide the Professional Track applicant for promotion by emphasizing those materials that the candidates themselves should accumulate and present.

Assembling the Portfolio/Dossier

The portfolio/dossier is assembled by the candidate with the advice of the mentor, division leader, or departmental promotion and tenure committee. In most cases Teaching and Extension Professional Track faculty will focus on compilation of a promotion portfolio while Research faculty will generally prepare a promotion dossier. Teaching and Extension faculty may include information on research activities in their portfolios and Research faculty may include teaching or Extension activities in their dossiers.

Teaching and Extension Portfolios

Candidates should develop their teaching or extension portfolios in consultation with their supervisor, mentor, and other knowledgeable individuals. The MU Program for Excellence in Teaching is one good source of information about constructing teaching portfolios. It is recommended that prospective candidates for appointment begin thinking about their portfolios as soon as they begin their positions at MU and that they accumulate portfolio materials over time. Waiting for the year of one's promotion review to begin construction of a portfolio may result in less effective and comprehensive documentation of teaching or extension performance.

The components of individual portfolios will vary between individuals and appointments. Most portfolios typically contain variants of the sections listed below (with representative types of materials for each section):

Candiates should develop their research dossiers in consultation with their supervisor, mentor, and other knowledgeable individuals. The Provost's Office also supplies information on the construction of an applicant's promotion dossier. It is recommended that prospective candidates for appointment begin thinking about their dossiers as soon as they begin their positions at MU and that they accumulate dossier materials and information over time. Waiting for the year of one's promotion review to begin construction of a dossier may result in less effective and comprehensive documentation of one's research performance.

The components of individual dossiers will vary between individuals and appointments. Most dossiers typically contain variants of the sections listed below (with representative types of materials for each section). Publications, reprints and books are not to be forwarded with the portfolio/dossier for review, but should be available upon request.

General Points for All Portfolios/Dossiers

Approved by CAFNR Policy Committee on April 2, 1998
Approved by CAFNR faculty, May, 1998

Guidelines revised, September 2007

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